The everyday practice of medicine thrives
within a nexus of individual clinical expertise, "art", social
values, and science. Without minimizing the other aspects; the concepts
and data taken of basic and clinic sciences lend meaning to and explain
clinical medicine,4 thus biochemistry,
physiology, pathology and pharmacology provide knowledge dealing with
health, disease, and modes of therapy. Evidence is available that physicians
require and utilize basic science principles and facts to explain, diagnose,
and manage complex medical problems.5 Nevertheless, data and facts are not the only knowledge lent by sciences.
Scientific knowledge subsumes a set of epistemological, logical and ethical
foundations.2-3 Therefore identifying
and integrating these principles should be necessary for improved application,
teaching and learning of medical practice.6
On the other hand, considerable evidence
supports the fact that epistemological beliefs, i.e., the set of individual
premises and presuppositions about knowledge and learning, play an influential
and conditioning role on the cognitive process.7-11 Psychological studies regarding personal epistemological development seek
to understand what individuals believe about the certainty, origin, and
justification of knowledge.10 Their
results provide evidence that students possess some erroneous beliefs,
"misbeliefs," (e.g. "knowledge is certain") that differ
from expert beliefs (e.g. "knowledge is tentative.")11 In addition, the study of beliefs about how learning occurs also provides
convenient information. For example some physics students may think learning
consists of memorizing formulas provided by the teacher, while others
may believe it entails applying and modifying their own insights; awareness
of these beliefs may improve teachers' understanding of students' behavior.11
Research on "epistemological beliefs"
may also contribute to medical education, fundamentally by knowing students'
biases and ideas about their attitudes, namely how they perceive scientific
knowledge, how they justify their own inferences, how they plan their
study strategies and how they should practice medicine trusting their
experience rather than scientific publications, for example. All the above
may provide us with further understanding of the professional behavior
of medical students and physicians.
J. D. Miller has found in over two decades
of research that both laymen and professions lack an adequate understanding
of concepts related to the nature of scientific knowledge.12-14 His works, which are published by the US National Science Board, reveal
that only 10% of graduate-professionals understand science in terms of
theory construction and its corresponding verification.14 Although it is not clear whether it is appropriate to extrapolated his
findings to the medical community, given the lack of similar studies among
physicians, Miller's results are at least disturbing and provocative.
Disturbing because they reveal that the core of science is not part of
the professional culture, and provocative because they show that even
in the most developed country, the educational system has not been able
to ingrain the guidelines of scientific culture into their students. Such
evidence should lead us to reflect and research on whether physicians
have managed to overcome such "scientific illiteracy."
This study intends to assess physicians'
knowledge about some concepts and grounds ubiquitous in all sciences.
As a second objective, this study intends to be an initial step to know,
compare, and eventually determine, to what extent physicians' beliefs
and attitudes are compatible with the paradigm of scientific knowledge.
Methods
We selected a random sample of 237 individuals
via a random number table from a pool of 310 resident physicians registered
as healthcare personnel of three urban teaching hospitals in Lima, Peru.
The sample included 87 residents from Daniel A. Carrión Public
Hospital, 38 residents from the Peruvian Air Force Central Hospital and
112 residents from Guillermo Almenara Social Security Hospital. In addition
to names, the Healthcare Personnel Department of each hospital provided
information on gender, age, years of labor experience, and the medical
school from which residents graduated.
From August to November 2000 each resident
who had agreed to participate was personally given a one-page questionnaire
with eight items. Completion of the questionnaire took about 10 minutes.
The participants were previously informed about the nature of the survey,
as well as of their voluntary and confidential participation.
The questionnaire, which had previously
been validated by two pilot surveys (the results whereof are not included
in this paper), was structured as follows:
Four questions were intended to assess respondents' knowledge of a minimal
set of concepts commonly used in any scientific dissertation. One open-ended
question asked for the definition of scientific hypothesis. Two related
questions, a structured YES/NO question and an open-ended question asked
for the definition of epistemology, provided the answer to the previous
question "Do you know what epistemology is?" had been positive.
One closed question asked respondents to choose the assertion they think
correctly defines scientific theory: (a) Speculation or assumption with
no or insufficient evidence; (b) A scientific hypothesis which may be
proven, but there is a lack of evidence verifying it; (c) A set of scientific
knowledge on a given topic or area; and (d) A system of hypothesis logically
related to one another, with common background, some of them verified.
In order to know participants' beliefs,
they were presented four statements: (i) Knowledge is possible, reality
does exist, but nobody is the owner of truth, each has his or her own
opinion and nobody can impose it to others; (ii) Knowledge is possible,
it is a fact and it only takes human reason to attain it; (iii) Knowledge
is possible, reality exists independently from us, it is possible the
existence of universal truths and people's accepting them as such; (iv)
Knowledge is not possible, nature is ideal, a product of our thinking
activity. Each enunciation falls within a particular, mutually excluding
epistemological category in relation to the knowledge of reality: (i)
Relativistic. (ii) Rationalistic-Naïve. (iii) Realistic-Authoritarian.
(iv) Idealistic. Each respondent was asked to choose only one, so as to
determine with which one he/she identifies himself/herself most, or at
least which he/she perceives as the most adequate or plausible.
Additionally, respondents were asked to: a) Name the presumptions or philosophical
hypotheses common to all sciences. b) State their beliefs regarding the
purpose of science. c) Report whether they had ever pursued any philosophy
and/or epistemology course in their under- or postgraduate studies.
Responses to the open ended questions
were categorized as follows. Definitions of scientific hypothesis were
categorized into: 1. - Proposition or enunciation. 2. - Answer or solution
to a question or problem. 3. - Capacity
of verification or empirical demonstration (proof.) The responses to the
concept of epistemology were initially broken into six distinct categories,
which were later grouped into three broader categories.
All data were stored electronically in
Microsoft Excel 5.0.
Results
Out of 237 selected residents, 161 (68%)
agreed to fill out the questionnaire. There were 64 from the Daniel A.
Carrión Public Hospital, 26 from the Air Force Central Hospital,
and 71 from the Guillermo Almenara Hospital. Table 1 shows the characteristics
of the individuals who agreed to participate as well as of those who did
not.

Of the total number of individuals who
answered the question, "Do you know what epistemology is?" 67%
(103/154) said they did not, 28% (43/154) gave some sort of definition;
18% (28/154) answered it was the study of science or knowledge; and 3%
(4/154) defined it as the philosophy of science.
Forty-two percent (68/161) defined scientific
hypothesis using two of the three categorized criteria, 6% (10/161) used
all three, and 49% (79/161) only one. In relation to the concept of scientific
theory, 47% (72/153) chose the alternative, which defined it as the set
of scientific knowledge about a given topic or field; and 29 % (44/153)
considered it as unproven hypothesis [Fig. 1].

None of the respondents mentioned philosophical
pre-assumptions, principles, or grounds of all sciences. In relation to
their epistemological beliefs: 48% (73/151) agreed with the relativistic
enunciation; 27% chose the rationalist-naïve assertion; 20% (30/151)
selected the realistic - authoritarian view, and only 5% (8/151) felt
the idealistic affirmation was valid.
Regarding the purpose of science, 72%
(114/158) thought science involves knowing or researching only what is
useful, and 28% (44/158) believes science involves knowing for the sake
of knowledge itself, although what is studied may not have immediate usefulness.
Finally, 74% (118/160) reported never
having taken any philosophy or epistemology course during their under-
and/or post-graduate studies.
Discussion
Epistemology is a branch of philosophy,
which investigates the nature, and origins of human knowledge. What is
knowledge? How can we (mankind) know? How can we justify what we know?
From where should our knowledge originate? How many types of knowledge
exist? Which should be veracity criteria? All the above are its primary
issues. Scientific knowledge, particularly, is one of its main subject
matters. Epistemology analyzes the general nature of scientific and technological
practice15(pp13-27); consequently, although
it may not teach how to apply specific rules, it does contribute to attaining
a clearer insight of what is science.1 In spite of such relevance, this survey may suggest that epistemology
is apparently unknown by most physicians, since more than half of respondents
said they did not know what it is or what it studies and only a small
percentage (21%) were able to define it appropriately.
A core aspect of any science is theory
and hypothesis construction. For that reason, knowing these concepts is
necessary to adequately understand the scientific paradigm.14-16 Scientific theories are hypothetical-deductive systems, where many of
their hypotheses (but not all) have already been empirically verified,
and are therefore valid explanations and descriptions about nature rather
than just mere unproved speculations or hypotheses.15
(pp51-61),16 The explanations of much of what we know are
elaborated through them. Examples include the theory of evolution, quantum
mechanics, and decision theory. Therefore, their presence is ubiquitous
in the scientific culture. Nevertheless, the results of this study show
at least a lack of rigorousness on the part of respondents, since almost
half of them seem to identify scientific theory with what laymen call
theory (a set of scientific data or knowledge about a given topic) and
one third with scientific speculation (unproven hypothesis.) In addition,
only half of the respondents were able to define scientific hypothesis
by using two key requirements of its correct definitions15
(pp30-34): A proposed answer to a question or problem, and
capacity of empirical proof. It should be noted that not all conjectures
or assumptions are scientific hypotheses, but only those decidable to
be true or false.
All sciences are grounded on and conditioned
by their pre-assumptions, foundations, or principles. These include the
ontological assumptions of reality and legality i.e. nature ruled by inflexible
laws; presuppositions related to knowing i.e. the possibility of attaining
truth at least partially or approximately; and ethical principles, i.e.
the search of truth and refusal to use knowledge for harmful purposes.1,17 Ever since the emergence of science, scientists have advocated and assumed
these principles and worldview. Remarkably, none of the respondents to
this survey mentioned them. This of course does not necessarily imply
physicians do not have ideas about the foundations of science, but it
is possible to infer that their ideas are at an uneducated, intuitive
level and therefore not cogent. The repercussions of these findings have
to do not only with vocabulary. They may well be more important, since
such ideas make up the framework of scientific culture.1,17 Is it possible to conceive a science based on the belief that the world
is completely chaotic and unpredictable? How would science work if it
were assumed that the world is not cognoscible? What would the consequences
be if it were assumed that knowledge should not be shared freely among
all people?
Science does not admit relativistic or
subjective attitudes in relation to the knowledge of reality, but rather
general and universal ones. 1-3,14,17 For that reason, it is quite remarkable that almost half of respondents
chose the relativistic position, e.g., knowledge is possible, reality
does exist, but nobody is the owner of truth, each has its own opinion
and nobody can impose it to others. Only one fifth of them chose the realistic-authoritarian
enunciation, e.g., knowledge is possible, reality exists independently
from us, universal truths are possible, as well as their acceptance by
everyone. If the above reflects respondents' beliefs and attitudes, it
reveals certain incompatibility with universality, objectivity and authority,
which are characteristics of the scientific paradigm. Such disparity should
be a matter of study, since it may be one of the causes of incongruence
and other problems found in the clinical practice. For example, the scanty
use and unreceptive attitude on the part of some physicians towards various
clinic protocols and clinical practice guidelines;18 guidelines based, precisely, on the objective and universal nature of
the scientific paradigm.
Evidence-based medicine - "the conscientious,
explicit, and judicious use of current best evidence in making decisions
about the care of individual patients, integrating individual clinical
expertise and the best available clinical evidence."19-
is being promoted as the new paradigm.20-21 However current data reveals that the rates of acceptation, use and change
of behavior are still quite low.18,22-23 It is possible that some of the reasons of this low rate of adherence
are related to the individual epistemology underlying many physician's
thoughts. If this mindset is not congruent, as the results shown here
suggest, with the epistemology scientific knowledge is based upon, it
will be difficult for that physician to adopt guidelines and procedures
he/she considers supplementary rather than fundamental.
Medical thought and medical practice pose
a number of philosophical dilemmas. These include the characterization
of medicine itself as knowledge and praxis, the study epistemological,
ethical, and logical problems including the analysis of rationales supporting
diagnoses and prognosis, the study of logic relationships within medical
theories and between them and scientific theories, the analysis of a diagnosis
truth and the methodological foundations thereof. Addressing these issues
from a philosophical standpoint may enhance both medical research and
teaching.15(pp234-236) Moreover, students
who devote some time to philosophical questions may also obtain benefits.
For example, they will be able to correct, systematize, and enrich the
philosophical opinions constituting their worldview and the way they perform
medicine. In addition, they will get used to systematically ordering their
ideas and depurate language, seeking coherence and clarity. This way they
would not confuse what is postulated with what is inferred, or verbal
conventions with empirical data, the thing with its attributes, the object
with the knowledge thereof, the truth with their own criteria. In other
words, they will broaden their horizon as the set of logic relationships
and explanations is enriched.
Notwithstanding possible benefits, medical
schools do not seem to consider any philosophy courses besides bioethics.
Thus, in this survey, three out of four respondents revealed they had
never pursued any philosophy courses.
This paper has a number of limitations,
some of them intrinsic to any survey, and other resulting from the concepts
chosen, which may be considered a source of bias. On the latter factor,
however, we should remark at least two extenuating considerations. First,
those concepts with their definitions were based on a system of criteria
rather than proposed in a sheer rhetorical way, making possible improved
assessment and description. Secondly, the concepts chosen are elementary,
basic, and quite common, which assumes that physicians handle them rigorously
and accurately. On the other hand, the percentage of individuals who agreed
to participate is always a source of bias, but 68% is not below the proportion
in many published studies.24-25 In addition,
such respondents' characteristics as age, sex, graduation year, and university
they graduated from were not significantly different from their non-respondent
counterparts. There is always possible, of course, the existence of differences
in attitude, which may not be determined.
Finally, despite its limitations, we feel
that the relevance of this paper lies on its capacity of giving rise to
new research paths. Its results should be taken as initial and motivating.
The possibility of extrapolating them into developed countries should
not be understood solely at the light of its results, but in relation
to a broader framework, on the solid evidence provided by Miller's studies.12-14 Also on the presence of a causal factor; the absence of philosophy and/or
epistemology courses in their medicine schools.26-27 Due to all the above, it is not farfetched to assume the existence of
such failures in those countries, which deserve being known and studied,
since there are no published studies on this matter in universal medical
literature.
Conclusion
The survey seems to reveal certain deficiencies
in physicians' knowledge of basic theoretical foundations of science.
Although these findings should be contrasted against other studies, their
implications invite to reflect on the necessity to include philosophy
courses in medical schools.
On the other hand, psychological investigation
on the so-called "epistemological beliefs" may play some role
in order to describe the professional behavior of physicians and students.
Contributors
AP designed the overall idea and questionnaire, OP and CP helped improve
and carry out the survey as well as in the preparation of this paper.
External Funding
None
Acknowledgements
To all residents who made this study possible. We also thank Cecilia
Sogi, MD, from the Direction of Investigation Unit, San Marcos University,
for helpful comments and suggestions on earlier drafts of our article.
Potential Conflicts of Interest
None
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Reference
Peña A, Paco O, Peralta C. Epistemological beliefs and knowledge
among physicians: A questionnaire survey
Med Educ Online [serial online] 2002;7:4. Available from URL http://www.med-ed-online.org
Correspondence
Dr. Adolfo Peña.
Facultad de Medicina -Universidad Nacional Mayor de San Marcos
Av. Grau 755. Lima 1 - Perú. (Apartado Postal 529).
E-mail: adolfoinquiry@yahoo.com
Phone: 511 - 459 4369 Tele-Fax: 511- 578 5832